Consider joining Brokers Financial and benefit from our service, support and ongoing opportunities.

Join Brokers Financial

We’re committed to you and your clients by providing flexible investment solutions and service with integrity. Through these elements, you can help clients meet their financial goals.

Because we are an open-architecture firm, you are not limited to proprietary mutual funds and variable products. Instead, you have access to a comprehensive collection of investment products and services. You can also utilize Pershing, LLC for clearing services; and Pershing, Charles Schwab and TD Ameritrade as your custodians.

By working with Brokers Financial, you can take advantage of generous, weekly payouts that are very competitive within the  industry (some programs pay as high as 100%). Plus, we don’t take overrides on your fixed insurance business, including fixed indexed annuities.

To learn how we can partner with your business, please call Kyle Pieper at 877.886.1939 or email him at

Why Partner With Us?

Making the decision to work with a new broker dealer or registered investment advisor isn’t done without serious consideration. Our goal at Brokers Financial is to work through the processes with you. We are only as strong as the representatives who call us their financial partner.

Here are areas that may interest you when considering a transition. If you ever have any questions, or want to learn more, call us at 877.886.1939.

Ways to Partner with Brokers Financial

  1. FINRA Registered Representative
  2. Dually Registered Representative and an Investment Advisor Representative
  3. Investment Advisor Representative Only

Fee Structures and Payouts

You can take advantage of our low fee structure. You can also take advantage of generous, weekly payouts that range from 70 to 92 percent.

Freedom and Independence

It’s your business, run it. You have the freedom to choose from a wide variety of products to help meet your clients’ individual needs.

Case and Sales Support

You get access to a dedicated team, with years of experience, to help support your business. We utilize Pershing, LLC as our clearinghouse; TD Ameritrade, Chalres Schwab, and Pershing, LLC provide custodial services for our advisory business.

Dedicated Transition Support

You can also take advantage of our step-by-step on-boarding program to help you work through the transition details. As you are transitioning your business, you will have a personal transition specialist to help you with the move to Brokers Financial.

We will help take care of everything from the back office paperwork to portfolio management.

Contact Kyle Pieper by email or call him at 877.886.1939 to receive a detailed transition plan.




In response to the COVID-19 pandemic, we’ve created several resources that you can download and use with your clients today. They’re all located on our new COVID-19 Sales Insights page.